Advisory
Keeping pace with regulatory changes, supervision, enforcement, and the introduction of new and evolving technology solutions in financial services requires knowledge, expertise, and pragmatic solutions. Our experts assist clients with successfully managing compliance risk. Whether consulting on specific regulatory requirements, review of your compliance program, or targeted assessments, we tailor engagements to meet your needs. Now more than ever, financial institutions must remain focused on the effectiveness of their compliance program.
CCG catalyst prepares and develops Enterprise-Wide Risk Management Plans, organizes Bank Secrecy Act and Anti-Money Laundering (BSA/AML) Compliance Programs, conducts information Technology Reviews and Audits, develops and implements Financial Reporting Compliance Programs, oversees Financial Reporting structures, structures Internal Control and Audit Procedures, and develops other regulatory programs.
CCG Catalyst provides expertise in the following areas:
- Enterprise-wide Risk Management (ERM) Planning
- Bank Secrecy Act and Anti-Money Laundering (BSA/AML)
- Compliance Programs – Information Technology Reviews and Audits
- Consumer Compliance Programs
- Financial Reporting – Internal Control and Audit Procedures
Every client has different needs and the regulatory compliance services we provide are tailored to those needs. We have worked with clients who are just establishing their compliance management systems and with clients who have a mature program in place. Our approach ensures we have a clear understanding of a client’s operating environment and governance structure so that the advice and solutions we provide fit the institution and are sustainable in the long term. We provide consultative services that prevent compliance risks or provide early identification and correction. However, we understand that despite all efforts, there may be times when issues are identified that require remediation. We have successfully supported clients with both preventive and reactive efforts.
- Supervisory/Enforcement Action and Issue Remediation
- Compliance Review of New Products and Services
- Policy and Procedure Development
- Exam Readiness
- Compliance Training for Staff, Management, and Board of Directors
Featured Research
Meet our leader
Paul Schaus
Managing Partner
As Founder, President and Chief Executive Officer he leads a successful team of subject matter experts. Throughout his successful career Paul has been a banker, management consultant, strategist, thought leader and strong advocate to the financial services industry.
Sharing news, research, events, and more
If you are interested in learning more about our bank consulting services, or if you have any questions or comments, please feel free to contact us. We look forward to hearing from you and working with you.
